Senior Consultant – Regulatory Operations & CM

Full Time
Greater New York City Area
Posted 3 months ago


Senior Consultant –

Regulatory Operations & Capital Markets

About the Job:

As a Senior Consultant on the Capital Markets Team, you will work in a fast-paced team setting, alongside industry specialists. You will become an expert in cross-functional, end-to-end delivery that spans multiple products. In this role, you will provide BA/PM support and act as the subject matter expert for post trade regulatory reporting (CFTC, MIFID II, EMIR, SEC, SFTR, and UMR). Candidate needs to be located in NY or the Tri-State area.

About the Team:

The Capital Markets team delivers expert consulting skills and deep product and functional knowledge across all areas of the front office, operations, technology, risk, finance, and compliance. Clients include the largest investment banks, global universal banks, and capital markets divisions from regional banks across the country and around the globe.
Delivery expertise spans across launching new lines of business, coordinating high-impact regulatory response programs, leading complex integration projects, and analyzing the dependencies in an application rationalization effort. We have a consistent track record in helping clients with significant cost reductions and ensuring our clients grow, change, and compete.

Highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees.

What You’ll Get to Do:

  • Own the assurance review of pre and post trade transparency and transactional reporting including all risk management, process improvement, compliance and reporting responsibilities
  • Requirements gathering, functional design, data analysis, reporting reviews, testing and target operating model design
  • Project manage regulatory implementations & conduct risk
  • Create functional design and data requirements, and supported data sourcing
  • Align client projects and communication into one master plan and resolve conflicts and escalate when needed
  • Understand client’s challenges and issues; document resolution options and go forward plans
  • Present findings and recommendations to senior client leadership

What you’ll bring with You:

  • 5+ years’ experience in capital markets with top tier financial services organizations and/or management consultancies specifically within the regulatory operations space
  • Strong post trade regulatory experience in CFTC / MIFID II / EMIR / SEC / SFTR / UMR reporting
  • Awareness of recent policies within product control and their relationship with regulatory reporting requirements
  • Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
  • Excellent communication skills with the ability to liaise and influence a range of internal and external stakeholders
  • Bachelor’s degree


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Job Features

Job CategoryBanking & Finance, Compliance, Finance, Operations, Regulation, Technology

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